Chief Compliance Officers ensure organizational health in regulated industries and increasingly, beyond them. The compliance landscape is shifting as the major regulators are mandating a more hands-on approach. Compliance teams are now expected to go beyond policies and systems; engaging in active monitoring and continuous improvement of compliance programs. It is no longer enough to have programs in place, teams must continuously strive to make those systems more robust and effective.
At the same time, the scope of activities in the purview of compliance continues to expand beyond the traditional focus on financial probity and the handling of personally identifiable information (“PII”) Compliance programs must cover an expanding range of topics, including organizational culture, ethical business practices, interpersonal behaviors, sanctions compliance, conflicts of interest and more.
These changes are creating a shift in the skills and tools required for success in compliance teams’ work. Understanding legal and regulatory environments must be complemented by a deeper engagement with the technologies governing its enterprise data.
FTI Technology’s depth of expertise in both the technical and legal aspects of compliance makes us an indispensable resource to corporate compliance teams. Our compliance experts can analyze your data and system for specific risks, provide compliance strength reporting and help with the implementation and improvement of compliance processes and technologies.
As the range and complexity of corporate communications and financial systems continue to grow, FTI Technology offers valuable technical expertise for legal and compliance purposes. We are experts in mapping complex multiplatform communications tools to develop a clear and coherent picture of events. Our technical expertise enables our clients to reach levels of effectiveness in compliance that satisfies regulators and protects organizations from the grave risks that compliance breaches can pose. FTI Technology can help you proactively lean into data and systems to identify and anticipate compliance-related threats.
In an era of increased personal responsibility for compliance on the part of corporate officers, FTI Technology’s compliance expertise is an essential tool for shielding corporations and key staff from risks that can be hard to quantify yet carry serious consequences if not addressed. The era of plausible deniability in compliance matters has come to an end; companies must increasingly embrace a more active role in ensuring compliance across their organization. FTI Technology is your partner in this journey.